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WisdomTree, Inc. Director's Dealing 2013

May 31, 2013

31681_dirs_2013-05-31_fd9cc39c-cf33-4941-8896-9808072ea851.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2013-05-29

Reporting Person: Begleiter Steven L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-29 Common Stock J 2500000 Disposed 1496000 Indirect
2013-05-29 Common Stock J 518637 Acquired 518637 Indirect
2013-05-29 Common Stock J 518637 Disposed 0 Indirect
2013-05-29 Common Stock J 49770 Acquired 119481 Direct

Footnotes

F1: Reflects a pro rata distribution of shares of common stock of the issuer for no consideration by Flexpoint Fund, L.P. (the "Fund"), the direct owner of the shares, to its general and limited partners on May 29, 2013, including Flexpoint Management, L.P. (the "GP"), the general partner of the Fund.

F2: These shares are owned directly by the Fund. The GP is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.

F3: On May 29, 2013, the Fund distributed, on a pro rata basis for no consideration, 2,500,000 shares of common stock to its general and limited partners (the "Fund Distribution"), including the GP. As a result of the Fund Distribution, the GP became the direct beneficial owner of 518,637 shares of common stock of the issuer. Following the Fund Distribution and on the same day, the GP further distributed, on a pro rata basis for no consideration, all 518,637 shares of common stock of the issuer to its general and limited partners (the "GP Distribution"), including the shares of common stock received by the reporting person. See footnote (5) below.

F4: These shares are owned directly by the GP. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.

F5: Consists of shares of common stock received by the reporting person in the GP Distribution.