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WisdomTree, Inc. — Director's Dealing 2013
Oct 10, 2013
31681_dirs_2013-10-10_5ba49a34-706b-44e1-89d1-b43b133abf2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2013-10-08
Reporting Person: BARTON GREGORY E (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-08 | Common Stock | F | 18485 | $0.00 | Disposed | 189088 | Direct |
Footnotes
F1: Surrender of common stock to issuer upon vesting of restricted stock award to cover withholding taxes.
F2: Includes (i) restricted stock award vesting as to 3,786 shares on January 22, 2014, as to 1,893 shares on January 22, 2015, and as to 1,894 shares on January 22, 2016 and, (ii) restricted stock award which vests as to 50,000 shares on each of October 8, 2014, 2015 and 2016.
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