WisdomTree, Inc. — Director's Dealing 2013

Nov 13, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2013-11-12

Reporting Person: Begleiter Steven L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-11-12	Common Stock	J	500000	$0.00	Disposed	996000	Indirect
2013-11-12	Common Stock	J	104379	$0.00	Acquired	104379	Indirect
2013-11-12	Common Stock	J	104379	$0.00	Disposed	0	Indirect
2013-11-12	Common Stock	J	10084	$0.00	Acquired	90709	Direct

Footnotes

F1: Reflects a pro rata distribution of shares of common stock of the issuer for no consideration by Flexpoint Fund, L.P. (the "Fund"), the direct owner of the shares, to its general and limited partners on November 12, 2013, including Flexpoint Management, L.P. (the "GP"), the general partner of the Fund.

F2: These shares are owned directly by the Fund. The GP is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.

F3: On November 12, 2013, the Fund distributed, on a pro rata basis for no consideration, 500,000 shares of common stock to its general and limited partners (the "Fund Distribution"), including the GP. As a result of the Fund Distribution, the GP became the direct beneficial owner of 104,379 shares of common stock of the issuer. Following the Fund Distribution and on the same day, the GP further distributed, on a pro rata basis for no consideration, all 104,379 shares of common stock of the issuer to its general and limited partners (the "GP Distribution"), including 10,084 shares of common stock distributed to the reporting person.

F4: These shares are owned directly by the GP. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.

F5: Includes 6,144 shares of restricted stock awarded on July 24, 2013, vesting on July 24, 2014.