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WisdomTree, Inc. Director's Dealing 2013

Nov 21, 2013

31681_dirs_2013-11-21_4a9d0f9f-e1bc-4b8d-a919-e9bd67268bca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2013-11-19

Reporting Person: STEINHARDT MICHAEL H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-19 Common Stock S 76298 $13.27 Disposed 19436667 Direct
2013-11-20 Common Stock S 16566 $13.25 Disposed 19420101 Direct
2013-11-21 Common Stock S 400191 $13.38 Disposed 19019910 Direct

Footnotes

F1: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.31, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1), (3) and (4) to this Form 4.

F2: Includes 6,144 shares of restricted stock awarded on July 24, 2013, vesting on July 24, 2014.

F3: The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.27, inclusive.

F4: The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $13.27 to $13.46, inclusive.