WisdomTree, Inc. — Director's Dealing 2012

Sep 5, 2012

SEC Form 4/A — Form 4/A

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2012-09-05

Reporting Person: Ziemba Peter M (Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-08-20	Common Stock	M	100000	$1.07	Acquired	758439	Direct
2012-08-20	Common Stock	S	25000	$6.72	Disposed	733439	Direct
2012-08-21	Common Stock	S	75000	$6.73	Disposed	658439	Direct

Footnotes

F1: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.66 to $6.81, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.

F2: The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.70 to $6.77, inclusive.

F3: Includes (i) restricted stock award which vests as to 37,500 shares on each of January 25, 2013, 2014, 2015 and 2016, (ii) restricted stock award which vests as to 6,351 shares on January 25, 2013, and (iii) restricted stock award which vest as to 25,000 shares on each of January 27, 2013, 2014 and 2015.