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WisdomTree, Inc. — Director's Dealing 2012
Dec 14, 2012
31681_dirs_2012-12-14_190aa629-a5e6-4b9d-a2a1-1a0d312a7ad7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2012-12-11
Reporting Person: Ziemba Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-11 | Common Stock | G | 4000 | $0.00 | Disposed | 13600 | Indirect |
| 2012-12-11 | Common Stock | G | 4000 | $0.00 | Disposed | 8000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 650439 | Direct |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2: See Note 1.
F3: Includes (i) restricted stock award which vests as to 37,500 shares on each of January 25, 2013, 2014, 2015, and 2016, (ii) restricted stock which vests as to 6,351 shares on January 25, 2013, and (iii) restricted stock award which vest as to 25,000 shares on each of January 27, 2013, 2014, and 2015.