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WisdomTree, Inc. Director's Dealing 2012

Dec 21, 2012

31681_dirs_2012-12-21_ce1eef32-71f1-4ced-928d-db5d63908755.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2012-12-19

Reporting Person: Lavine Bruce I (Director, Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-19 Common Stock F 5041 $0.00 Disposed 507923 Direct
2012-12-19 Common Stock G 150000 $0.00 Disposed 244686 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-19 Common Stock $0.70 M 150000 Disposed 2019-01-25 Common Stock (150000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 657923 Direct

Footnotes

F1: Surrender of common stock to issuer upon vesting of restricted stock award to cover withholding taxes.

F2: Includes restricted stock award vesting as to 150,000 shares on each of February 16, 2013 and 2014.

F3: Exercisable as to 150,000 shares on each of January 26, 2011, 2012, 2013 and July 31, 2015.