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WisdomTree, Inc. — Director's Dealing 2012
Aug 7, 2012
31681_dirs_2012-08-07_f83e243e-2e79-4f82-bbc3-c8368017ab70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2012-08-03
Reporting Person: Lilien R Jarrett (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-03 | Common Stock | S | 28361 | $7.01 | Disposed | 299567 | Direct |
| 2012-08-06 | Common Stock | S | 1740 | $7.14 | Disposed | 297827 | Direct |
| 2012-08-07 | Common Stock | S | 5803 | $7.14 | Disposed | 292024 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40705 | Indirect |
Footnotes
F1: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.89 to $7.14, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
F2: Restricted stock awarded on July 27, 2011 and vesting as to 13,568 shares on each of July 27, 2012 and 2013 and as to 13,569 shares on July 14, 2014.