AI assistant
WisdomTree, Inc. — Director's Dealing 2012
Jan 23, 2012
31681_dirs_2012-01-23_f4b41dd4-bf4c-441d-a1bb-0537c10ed2ae.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2011-09-07
Reporting Person: Siracusano Luciano III (Chief Investment Strategist)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-07 | Stock Option (right to buy) | $0.03 | A | 375000 | Acquired | 2014-03-16 | Common Stock (375000) | Direct |
Footnotes
F1: This option is part of a larger option granted on March 17, 2004 to purchase 750,000 shares, reported on the Reporting Persons Form 3, filed on July 22, 2011. 50% of the option (375,000 shares) vested based on continued employment over time. The remaining 50% portion of this option (375,000 shares) that is the subject of this report became exercisable upon satisfaction of a performance contingency -- at such time as the issuer filed its Form 10-Q for the quarter ended June 30, 2011 that it had achieved at least $1.00 of net income in two consecutive fiscal quarters.