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WisdomTree, Inc. Director's Dealing 2012

May 23, 2012

31681_dirs_2012-05-23_4d5419fa-f4c0-47d8-9fe9-65d6a6cd5980.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2012-05-21

Reporting Person: Lavine Bruce I (Director, Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-05-21 Common Stock S 56363 $7.09 Disposed 738533 Direct
2012-05-22 Common Stock S 130883 $7.03 Disposed 607650 Direct
2012-05-23 Common Stock M 54548 $0.70 Disposed 662198 Direct
2012-05-23 Common Stock S 25000 $6.90 Disposed 637198 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-05-23 Stock Option (right to buy) $0.70 M 54548 Disposed 2019-01-25 Common Stock (54548) Direct

Footnotes

F1: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.12, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1), (2) and (5) to this Form 4.

F2: The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.11, inclusive.

F3: Includes (i) restricted stock award vesting as to 10,797 shares on January 25, 2013, and (ii) restricted stock award vesting as to 150,000 shares on each of February 16, 2013 and 2014.

F4: Exercisable as to 150,000 shares on each of February 16, 2011, 2012, 2013 and 2014.

F5: The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.80 to $6.92, inclusive.