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WisdomTree, Inc. Director's Dealing 2012

Jun 1, 2012

31681_dirs_2012-06-01_9e398315-1ab9-4269-b624-d6bdb977388a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2012-05-30

Reporting Person: Lavine Bruce I (Director, Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-05-30 Common Stock S 62096 $6.46 Disposed 672650 Direct
2012-05-31 Common Stock S 65000 $6.52 Disposed 668102 Direct
2012-06-01 Common Stock S 12343 $6.57 Disposed 655759 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-05-30 Stock Option (right to buy) $0.70 M 65000 Disposed 2019-01-25 Common Stock (65000) Direct
2012-05-31 Stock Option (right to buy) $0.70 M 60452 Disposed 2019-01-25 Common Stock (60452) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 734746 Direct
Common Stock 733102 Direct

Footnotes

F1: Exercisable as to 150,000 shares on each of January 26, 2011, 2012, 2013 and July 31, 2015.

F2: Includes (i) restricted stock vesting as to 10,797 shares on January 25, 2013, and (ii) restriced stock award vesting as to 150,000 shares on each of July 31, 2013 and 2014.

F3: The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.45 to $6.48, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3), (4) and (5) to this Form 4.

F4: The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.49 to $6.53, inclusive.

F5: The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $6.55 to $6.60, inclusive.