WisdomTree, Inc. — Director's Dealing 2012

Jan 23, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2011-09-07

Reporting Person: Steinberg Jonathan L (Director, Chief Executive Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2011-09-07	Stock Option (right to buy)	$0.03	A	1500000	Disposed	2014-03-16	Common Stock (1500000)	Direct

Footnotes

F1: This option is part of a larger option granted on March 17, 2004 to purchase 3,000,000 shares, reported on the Reporting Persons Form 3, filed on July 22, 2011. 50% of the option (1,500,000 shares) vested based on continued employment over time. The remaining 50% portion of this option (1,500,000 shares) that is the subject of this report became exercisable upon satisfaction of a performance contingency -- at such time as the issuer filed its Form 10-Q for the quarter ended June 30, 2011 that it had achieved at least $1.00 of net income in two consequtive fiscal quarters.