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WisdomTree, Inc. — Director's Dealing 2012
Feb 6, 2012
31681_dirs_2012-02-06_9fd15fb2-14ce-4658-a6d3-1f3a0371dd7d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2012-02-02
Reporting Person: Steinberg Jonathan L (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-02 | Common Stock | M | 3103869 | $0.05 | Acquired | 6841562 | Direct |
| 2012-02-02 | Common Stock | S | 3103869 | $5.33 | Disposed | 3737693 | Direct |
| 2012-02-03 | Common Stock | M | 500423 | $0.05 | Acquired | 4238116 | Direct |
| 2012-02-03 | Common Stock | S | 500423 | $5.33 | Disposed | 3737693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-02 | Stock Option (right to buy) | $0.05 | M | 3103869 | Disposed | 2012-04-02 | Common Stock (3103869) | Direct |
| 2012-02-03 | Stock Option (right to buy) | $0.05 | M | 500423 | Disposed | 2012-04-02 | Common Stock (500423) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 798 | Indirect |
Footnotes
F1: Includes restricted stock award which vests as to 17,276 shares on January 25, 2013.
F2: Exercisable in bimonthly installments of approximately equal amounts from April 30, 2002 through December 31, 2002.
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