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WisdomTree, Inc. — Director's Dealing 2012
Jan 27, 2012
31681_dirs_2012-01-27_6c2924f6-ac2f-4cb8-84d9-e6b00390d84e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WETF)
CIK: 0000880631
Period of Report: 2012-01-25
Reporting Person: Ziemba Peter M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-25 | Common Stock | A | 150000 | — | Acquired | 663598 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9600 | Indirect |
| Common Stock | 4500 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the benificial owner of such securities for purposes of Section 16 or for any other purpose.
F2: See Note 1.
F3: Restricted stock award vesting as to 37,500 shares on each of January 25, 2013, 2014, 2015 and 2016.
F4: Includes restricted stock award vesting as to 37,500 shares on each of January 25, 2013, 2014, 2015 and 2016. Also includes restricted stock awards vesting as to 30,197 shares on January 27, 2012 and as to 25,000 shares on each of January 27, 2013, 2014 and 2015.