Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WisdomTree, Inc. Director's Dealing 2011

Jul 22, 2011

31681_dirs_2011-07-22_01601c43-4463-4020-a819-5992e473166c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WSDT)
CIK: 0000880631
Period of Report: 2011-07-25

Reporting Person: Begleiter Steven L (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10000000 Indirect

Footnotes

F1: The shares reported in Table I are owned directly by Flexpoint Fund, L.P. (the Fund). Flexpoint Managment, L.P. (the GP) is the general partner of the Fund. Although the reporting person has no voting or dispositive power over these shares, by virtue of his interest in the GP, he may be deemed to have indirect beneficial ownership of these shares. The reporting person expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest threein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.