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WisdomTree, Inc. Director's Dealing 2011

Jul 22, 2011

31681_dirs_2011-07-22_c94245b0-4bf2-422d-b5d0-d53da0ed6750.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WSDT)
CIK: 0000880631
Period of Report: 2011-07-25

Reporting Person: STEINBERG JONATHAN L (Director, Chief Executive Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3693137 Direct
Common Stock 16889 Direct
Common Stock 798 Indirect
Common Stock 18191 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $0.05 2012-04-02 common stock (3604292) Direct
Stock Option (right to buy) $0.03 2014-03-16 common stock (3000000) Direct
Stock Option (right to buy) $0.016 2014-11-09 common stock (835000) Direct
Stock Option (right to buy) $0.70 2019-01-25 common stock (1750000) Direct

Footnotes

F1: Restricted stock award vesting on January 27,2012.

F2: Exercisable in bimonthly installments of approximately equal amounts from April 30, 2002 through December 31, 2002.

F3: Exercisable as to 300,000 shares each on March 17, 2005, 2006, 2007, 2008 and 2009 and as to 1,500,000 additional shares at such time as the issuer has achieved at least $1.00 in net income in two consecutive fiscal quarters.

F4: Exercisable as to 437,500 shares on each of January 26, 2010, 2011, 2012 and 2013.