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WisdomTree, Inc. — Director's Dealing 2011
Jul 22, 2011
31681_dirs_2011-07-22_e4083522-ae17-43c2-b80d-e3d4419ae33f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WSDT)
CIK: 0000880631
Period of Report: 2011-07-25
Reporting Person: SALERNO FRANK (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100180 | Direct |
| Common Stock | 11628 | Direct |
| Common Stock | 283334 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.03 | 2015-07-21 | common stock (450000) | Direct | |
| Stock Option (right to buy) | $2.15 | 2018-08-24 | common stock (184426) | Direct |
Footnotes
F1: Restricted Stock award vesting on August 25, 2011.
F2: Exercisable as to 1/3 on each of July 22, 2006, 2007 and 2008
F3: Exercisable as to 1/3 on each of August 25, 2009, 2010 and 2011
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