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WisdomTree, Inc. — Director's Dealing 2011
Jul 22, 2011
31681_dirs_2011-07-22_4a342e49-1a67-42a8-9b59-2f68493de74d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WSDT)
CIK: 0000880631
Period of Report: 2011-07-25
Reporting Person: ZIEMBA PETER M (Chief Legal Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 408401 | Direct |
| Common Stock | 105197 | Direct |
| Common Stock | 9600 | Indirect |
| Common Stock | 4500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $6.35 | 2017-04-22 | common stock (800000) | Direct | |
| Stock Option (right to buy) | $2.25 | 2020-01-27 | commo stock (100000) | Direct |
Footnotes
F1: Restricted stock award vesting as to 30,197 shares on January 27, 2012 and as to 25,000 shares on each of January 27, 2013, 2014 and 2015.
F2: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the benificial owner of such securities for purposes of Section 16 or for any other purpose.
F3: See Note 2.
F4: Exercisable (at an exercise price of $6.35 per share) as to 200,000 shares on each of April 27, 2008, 2009, 2010 and 2011. Modified on January 26, 2009 to also become exercisable (at an exercise price of $1.07 per share) as to 200,000 shares on each of January 27, 2010, 2011, 2012 and 2013.