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WisdomTree, Inc. Director's Dealing 2011

Jul 22, 2011

31681_dirs_2011-07-22_3b7369b1-b049-42e0-864c-6fac05baf9a0.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WisdomTree Investments, Inc. (WSDT)
CIK: 0000880631
Period of Report: 2011-07-25

Reporting Person: Lavine Bruce I (Director, Chief Operating Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1347619 Direct
Common Stock 460395 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $0.70 2019-01-25 common stock (600000) Direct
Stock Option (right to buy) $2.25 2020-01-27 common stock (75000) Direct

Footnotes

F1: Restricted stock grant vesting as to 10,395 shares on January 27, 2012 and as to 150,000 shares on each of February 16, 2012, 2013 and 2104.

F2: Exercisable as to 150,000 shares on each of February 16, 2011, 2012, 2013 and 2014.