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WisdomTree, Inc. — Director's Dealing 2011
Jul 22, 2011
31681_dirs_2011-07-22_3b7369b1-b049-42e0-864c-6fac05baf9a0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WSDT)
CIK: 0000880631
Period of Report: 2011-07-25
Reporting Person: Lavine Bruce I (Director, Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1347619 | Direct |
| Common Stock | 460395 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.70 | 2019-01-25 | common stock (600000) | Direct | |
| Stock Option (right to buy) | $2.25 | 2020-01-27 | common stock (75000) | Direct |
Footnotes
F1: Restricted stock grant vesting as to 10,395 shares on January 27, 2012 and as to 150,000 shares on each of February 16, 2012, 2013 and 2104.
F2: Exercisable as to 150,000 shares on each of February 16, 2011, 2012, 2013 and 2014.
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