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WisdomTree, Inc. — Director's Dealing 2011
Jul 22, 2011
31681_dirs_2011-07-22_13b25d37-931a-41bc-91a1-982e7b689f6f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WisdomTree Investments, Inc. (WSDT)
CIK: 0000880631
Period of Report: 2011-07-25
Reporting Person: Muni Amit (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 252669 | Direct |
| Common Stock | 5197 | Direct |
| Common Stock | 100000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.72 | 2018-01-15 | common stock (300000) | Direct | |
| Stock Option (right to buy) | $2.25 | 2018-01-27 | common stock (100000) | Direct | |
| Stock Option (right to buy) | $5.05 | 2021-01-26 | common stock (150000) | Direct |
Footnotes
F1: Restricted stock award vesting on January 27, 2012.
F2: Restricted stock award vesting as to 25,000 shares on each of January 27, 2012,2 013, 2014 and 2015.
F3: Exercisable (at an exercise price of $2.72 per share) as to 75,000 shares on each of March 17, 2009, 2010, 2011 and 2012. Modified on January 26, 2009 to also become exercisable (at an exercise price of $1.07 per share) as to 75,000 shares on each of January 26, 2010, 2011, 2012 and 2013. Total shares issuable under opton grant as modified is 300,000.
F4: Exercisable as to 37,500 shares on each of Janaury 27, 2014, 2015, 2016 and 2017