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WINTRUST FINANCIAL CORP — Director's Dealing 2023
Mar 9, 2023
30659_dirs_2023-03-09_98027f9e-6714-46f3-be88-a041bc8f7bdf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2022-12-02
Reporting Person: Eisenhuth Guy (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-02 | Common Stock | M | 1399 | $40.87 | Acquired | 19395 | Direct |
| 2022-12-02 | Common Stock | F | 860 | $89.83 | Disposed | 18535 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-02 | Non-Qualified Stock Option (right to buy) | $40.87 | M | 1399 | Disposed | 2023-01-28 | Common Stock (1399.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27 | Indirect |
Footnotes
F1: The acquisition and disposition of shares represent a portion of non-qualified stock option (right to buy) units originally granted in January 2016. The option exercise and the disposition of the shares acquired in connection with such exercise were inadvertently omitted from prior reports.
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