WINTRUST FINANCIAL CORP — Director's Dealing 2021

Feb 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2021-01-28

Reporting Person: WEHMER EDWARD J (Director, FOUNDER AND CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-28	Common Stock	A	16122	—	Acquired	163681	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7599	Indirect
Common Stock	47201	Indirect
Depositary Shares of Series E Preferred Stock	1189	Direct
Depositary Shares of Series E Preferred Stock	1739	Indirect

Footnotes

F1: Restricted stock units awarded under the Company's 2015 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Company common stock and vests on the third anniversary of the date of grant.

F2: Includes an increase of 276 shares held in the Company's 401(k) plan during 2020.