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WINTRUST FINANCIAL CORP Director's Dealing 2021

Mar 4, 2021

30659_dirs_2021-03-04_6efda405-59ba-4c04-95c6-c9ad42922eb6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2021-03-03

Reporting Person: DYKSTRA DAVID A (VICE CHAIRMAN AND COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-03 Common Stock M 16790 $40.87 Acquired 210807 Direct
2021-03-03 Common Stock S 16790 $76.39 Disposed 194017 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-03 Non-Qualified Stock Option (right to buy) $40.87 M 16790 Disposed 2023-01-28 Common Stock (16790.0) Direct

Footnotes

F1: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.80 to $77.04, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.