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WINTRUST FINANCIAL CORP — Director's Dealing 2019
Jan 28, 2019
30659_dirs_2019-01-28_36bc8ab3-370c-4a06-a149-162f8fc816e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2019-01-24
Reporting Person: CRANE TIMOTHY (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-24 | Common Stock | A | 2235 | — | Acquired | 18433 | Direct |
| 2019-01-25 | Common Stock | M | 2097 | $30.98 | Acquired | 20530 | Direct |
| 2019-01-25 | Common Stock | S | 2097 | $72.82 | Disposed | 18433 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-25 | Non-Qualified Stock Option (right to buy) | $30.98 | M | 2097 | Disposed | 2019-01-26 | Common Stock (2097.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1303 | Indirect |
Footnotes
F1: Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.
F2: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $72.72 to $72.93, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F3: Includes 96 shares purchased by reporting person during 2018 in the Company's Employee Stock Purchase Plan.