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WINTRUST FINANCIAL CORP Director's Dealing 2019

Jan 28, 2019

30659_dirs_2019-01-28_1c99023f-274c-4703-b479-bbbd8f004e0f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2019-01-24

Reporting Person: ZIDAR THOMAS P (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-24 Common Stock A 1797 Acquired 31016 Direct
2019-01-25 Common Stock M 3482 $30.98 Acquired 34498 Direct
2019-01-25 Common Stock S 3482 $72.62 Disposed 31016 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-25 Non-Qualified Stock Option (right to buy) $30.98 M 3482 Disposed 2019-01-26 Common Stock (3482.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7129 Indirect

Footnotes

F1: Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.

F2: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $72.21 to $73.03, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

F3: Includes 294 shares purchased by reporting person during 2018 in the Company's Employee Stock Purchase Plan.