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WINTRUST FINANCIAL CORP Director's Dealing 2017

Jan 24, 2017

30659_dirs_2017-01-24_ffb7c5bc-ef8f-4898-8f14-4c6ffccb131f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2017-01-23

Reporting Person: WEHMER EDWARD J (Director, PRESIDENT AND CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-23 Common Stock M 15627 $37.85 Acquired 121255 Direct
2017-01-23 Common Stock M 3367 $41.24 Acquired 124622 Direct
2017-01-23 Common Stock S 18994 $70.24 Disposed 105628 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-23 Non-Qualified Stock Opion (right to buy) $37.85 M 15627 Disposed 2020-01-24 Common Stock (15627.0) Direct
2017-01-23 Non-Qualified Stock Opion (right to buy) $41.24 M 3367 Disposed 2020-07-25 Common Stock (3367.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7079 Indirect
Common Stock 46376 Indirect
Common Stock 4950 Indirect

Footnotes

F1: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $70.15 to $70.36, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.