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WINTRUST FINANCIAL CORP — Director's Dealing 2017
Jul 25, 2017
30659_dirs_2017-07-25_26c764d5-8bf7-4cc3-a2bc-30f9b510613c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2017-07-21
Reporting Person: STOEHR DAVID L (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-21 | Common Stock | M | 3060 | $33.28 | Acquired | 12289 | Direct |
| 2017-07-21 | Common Stock | M | 3356 | $30.98 | Acquired | 15645 | Direct |
| 2017-07-21 | Common Stock | M | 3409 | $37.85 | Acquired | 19054 | Direct |
| 2017-07-21 | Common Stock | M | 5783 | $46.86 | Acquired | 24837 | Direct |
| 2017-07-21 | Common Stock | M | 4878 | $44.11 | Acquired | 29715 | Direct |
| 2017-07-21 | Common Stock | M | 2829 | $40.87 | Acquired | 32544 | Direct |
| 2017-07-21 | Common Stock | S | 23315 | $76.86 | Disposed | 9229 | Direct |
| 2017-07-21 | Common Stock | S | 1828 | $77.41 | Disposed | 7401 | Direct |
| 2017-07-21 | Common Stock | S | 20 | $77.46 | Disposed | 7381 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-21 | Non-Qualified Stock Option (right to buy) | $33.28 | M | 3060 | Disposed | 2018-08-03 | Common Stock (3060.0) | Direct |
| 2017-07-21 | Non-Qualified Stock Option (right to buy) | $30.98 | M | 3356 | Disposed | 2019-01-26 | Common Stock (3356.0) | Direct |
| 2017-07-21 | Non-Qualified Stock Opion (right to buy) | $37.85 | M | 3409 | Disposed | 2020-01-24 | Common Stock (3409.0) | Direct |
| 2017-07-21 | Non-Qualified Stock Opion (right to buy) | $46.86 | M | 5783 | Disposed | 2021-01-23 | Common Stock (5783.0) | Direct |
| 2017-07-21 | Non-Qualified Stock Opion (right to buy) | $44.11 | M | 4878 | Disposed | 2022-01-22 | Common Stock (4878.0) | Direct |
| 2017-07-21 | Non-Qualified Stock Opion (right to buy) | $40.87 | M | 2829 | Disposed | 2023-01-28 | Common Stock (2829.0) | Direct |
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