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WINTRUST FINANCIAL CORP Director's Dealing 2017

Oct 24, 2017

30659_dirs_2017-10-24_7ab40084-57a8-4cba-9be3-de4708e0842b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2017-10-23

Reporting Person: DYKSTRA DAVID A (SENIOR EVP AND COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-23 Common Stock M 9808 $44.11 Acquired 188604 Direct
2017-10-23 Common Stock M 12668 $44.11 Acquired 201272 Direct
2017-10-23 Common Stock S 22476 $79.86 Disposed 178796 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-23 Non-Qualified Stock Opion (right to buy) $44.11 M 9808 Disposed 2022-01-22 Common Stock (14711.0) Direct
2017-10-23 Non-Qualified Stock Option (right to buy) $44.11 M 12668 Disposed 2022-01-22 Common Stock (19000.0) Direct

Footnotes

F1: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $79.23 to $81.19, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.