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WINTRUST FINANCIAL CORP Director's Dealing 2017

Oct 24, 2017

30659_dirs_2017-10-24_0048bf8d-f967-4b9e-adec-4904142702d2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2017-10-23

Reporting Person: GLEASON LEONA A (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-23 Common Stock M 2786 $33.28 Acquired 15113 Direct
2017-10-23 Common Stock M 3062 $30.98 Acquired 18175 Direct
2017-10-23 Common Stock M 2593 $37.85 Acquired 20768 Direct
2017-10-23 Common Stock S 8441 $80.78 Disposed 12327 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-23 Non-Qualified Stock Option (right to buy) $33.28 M 2786 Disposed 2018-08-03 Common Stock (2786.0) Direct
2017-10-23 Non-Qualified Stock Option (right to buy) $30.98 M 3062 Disposed 2019-01-26 Common Stock (3062.0) Direct
2017-10-23 Non-Qualified Stock Opion (right to buy) $37.85 M 2593 Disposed 2020-01-24 Common Stock (2593.0) Direct

Footnotes

F1: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $79.90 to $81.19, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.