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WINTRUST FINANCIAL CORP — Director's Dealing 2014
Jan 27, 2014
30659_dirs_2014-01-27_3505046a-7220-4d2d-a9be-4f1077c52dfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WINTRUST FINANCIAL CORP (WTFC)
CIK: 0001015328
Period of Report: 2014-01-23
Reporting Person: STOEHR DAVID L (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-23 | Common Stock | A | 249 | — | Acquired | 13994 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-23 | Non-Qualified Stock Opion (right to buy) | $46.86 | A | 5783 | Acquired | 2021-01-23 | Common Stock (5783.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 286 | Indirect |
| Common Stock | 415 | Indirect |
Footnotes
F1: Represents stock awarded upon attainment of performance objectives under the Company's Long Term Incentive Program.
F2: Includes 71 shares purchased by reporting person during 2013 in the Company's Employee Stock Purchase Plan.
F3: Option shares granted in conjunction with award under the Company's Long Term Incentive Program. Award shares vest at a rate of one-third on each of the first three anniversaries of the date of grant.
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