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Winox Holdings Limited Capital/Financing Update 2011

Jun 30, 2011

51057_rns_2011-06-30_9237cee2-82c4-41ed-b0cd-95b7e79714a4.pdf

Capital/Financing Update

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PUBLIC OFFER – HK eIPO WHITE FORM SERVICE PROVIDER APPLICATION FORM 公開發售 - 香港白表eIPO服務供應商申請表格 Please use this Application Form if you are a HK eIPO White Form Service Provider and are applying for Public Offer Shares on behalf of underlying applicants. 倘 閣下為香港白表eIPO服務供應商,並代表相關申請人申請認講公開發售股份,請使用本申請表格。

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Winox Holdings Limited 盈利時控股有限公司

(incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司)

SHARE OFFER

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Number of Offer Shares : 125,000,000 Shares (subject to the Over-allotment Option)
Number of Public Offer Shares : 12,500,000 Shares (subject to reallocation)
Number of Placing Shares : 112,500,000 Shares (subject to the Over-allotment Option and reallocation)
Offer Price : Not more than HK$2.86 per Offer Share (payable in full on application and subject
to refund, plus brokerage of 1%, SFC transaction levy of 0.003% and Stock
Exchange trading fee of 0.005%) and expected to be not less than HK$1.87 per
Offer Share
Nominal Value : HK$0.10 per Share
Stock Code : 6838
股份發售
發售股份數目 : 125,000,000股股份(視乎超額配股權行使與否而定)
公開發售股份數目 : 12,500,000股股份(可予重新分配)
配售股份數目 : 112,500,000股股份(視乎超額配股權行使與否而定,並可予重新分配)
發售價 : 不多於每股發售股份2.86港元(另加1%經紀佣金、0.003%證監會交易徵費及
0.005%聯交所交易費,須於申請時繳足並可予退還)及預期不少於每股發售股份
1.87港元
面值 : 每股股份0.10港元
股份代號 : 6838
Please read carefully the prospectus (the “Prospectus”) of Winox Holdings Limited (the “Company”) dated 30 June 2011 在填寫本申請表格前,請細閱盈利時控股有限公司(「本公司」)於二零一一年六月三十日刊發的招股章程(「招股章
(in particular, the section headed “How to apply for the Public Offer Shares” in the Prospectus) and the guide on the 程」),尤其是招股章程「如何申請公開發售股份」一節,及截於本申請表格背頁的指引。除另有界定外,本申請表
back of this Application Form before completing this Application Form. Terms defined in the Prospectus have the same 格所使用詞彙與招股章程所界定者具相同涵義。
meanings when used in this Application Form unless otherwise defined herein.
Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”) and 香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)及香港中央結算有限公司(「香港結算」)對本申
Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application 請表格內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任何部分
Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any 內容而產生或因依賴該等內容而引發的任何損失承擔任何責任。
loss howsoever arising from or in reliance upon the whole or any part of this Application Form.
A copy of this Application Form, together with a copy of each of the WHITE and YELLOW Application Forms, the 本申請表格連同 白色 及 黃色 申請表格各一份、招股章程及招股章程附錄七「送呈香港公司註冊處文件」一段所列其
Prospectus and the other documents specified in the paragraph headed “Documents delivered to the Registrar of 他文件,已遵照公司條例第342C條的規定送呈香港公司註冊處登記。證券及期貨事務監察委員會(「證監會」)及香
Companies in Hong Kong” in Appendix VII to the Prospectus have been registered by the Registrar of Companies in Hong 港公司註冊處對任何此等文件的內容概不負責。
Kong as required by Section 342C of the Companies Ordinance. The Securities and Futures Commission (the “SFC”) and
the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents.
Your attention is drawn to the paragraph headed “Personal Information Collection Statement” in this Application Form 閣下敬請留意本申請表格「個人資料收集聲明」一段,當中載有本公司及香港股份過戶登記處分處有關個人資料及
which sets out the policies and practices of the Company and the Hong Kong Branch Share Registrar in relation to 遵守個人資料(私隱)條例的政策及常規。
personal data and compliance with the Personal Data (Privacy) Ordinance.
The information contained in this Application Form is not for distribution, directly or indirectly, in or into the United 本申請表格所載資料不得在美國境內直接或間接派發,該申請亦不得作為在美國銷售股份之要約。該等資料並不
States, nor is this application an offer of Shares for sale in the United States. These materials do not constitute or form a 構成或組成在美國購買或認購證券的任何要約或招攬的一部分。公開發售股份未曾亦不會根據美國證券法登記。
part of any offer or solicitation to purchase or subscribe for securities in the United States. The Public Offer Shares have
not been, and will not be, registered under the US Securities Act.
The Public Offer Shares may not be offered or sold within the United States except pursuant to registration or an 除非已登記或根據美國證券法的證記規定獲得豁免外,否則公開發售股份不得在美國發售或銷售。本公司不會在
exemption from the registration requirements of the US Securities Act. No public offering of the Public Offer Shares will 美國公開發售任何公開發售股份。
be made by the Company in the United States.
Warnings: 警告:
It is important that you read the terms and conditions and application procedures overleaf and complete this 閣下務請細閱背頁所示條款及條件以及申請手續並請以英文(除另有指示者外)填妥本申請表格。
Application Form in English (save as otherwise indicated).
All boxes in this Application Form must be completed, otherwise the application is liable to be rejected. 閣下必須填妥本申請表格所有欄,否則申請可遭拒絕受理。
You may be prosecuted if you make a false declaration. 如 閣下作出虛假聲明,可遭檢控。
To: Winox Holdings Limited 致: 盈利時控股有限公司
Haitong International Capital Limited 海通國際資本有限公司
Haitong International Securities Company Limited 海通國際證券有限公司
Public Offer Underwriters 公開發售包銷商
1 We confirm that we have (i) complied with the Guidelines for Electronic Public Offerings and the Operational 吾等確認,吾等已(i)遵守電子公開發售指引及經由銀行╱股票經紀提交 香港白表eIPO 申請之操作程序以及與吾等就公開發
Procedures for HK eIPO White Form Applications submitted via Banks/ Stockbrokers and all applicable laws and 售提供 香港白表eIPO 服務有關的所有適用法例及規例(法定或其他);及(ii)閱讀招股章程及本申請表格所載條款及條件及
regulations (whether statutory or otherwise) in relation to the provision of our HK eIPO White Form services in 申請手續,並同意受其約束。為代表與本申請有關的每一相關申請人作出申請,吾等:
connection with the Public Offer; and (ii) read the terms and conditions and application procedures set out in the
Prospectus and this Application Form and agree to be bound by them. Applying on behalf of each of the underlying
applicants to whom this application relates, we:
• apply for the number of Public Offer Shares set out below, on the terms and conditions of the Prospectus and ‧ 按照招股章程及本申請表格的條款及條件,並在遵守 貴公司組職章程大綱及章程細則的情況下, 申請 下列數目
this Application Form, and subject to the memorandum and articles of association of the Company; 的公開發售股份;
• enclose payment in full for the Public Offer Shares applied for, including 1.0% brokerage fee, 0.003% SFC ‧ 隨附 申請公開發售股份的全數股款(包括1.0%經紀佣金、0.003%證監會交易徵費及0.005%聯交所交易費);
transaction levy and 0.005% Stock Exchange trading fee;
• confirm that the underlying applicants have undertaken and agreed to accept the Public Offer Shares applied ‧ 確認 相關申請人已承諾及同意接納該等相關申請人根據本申請所申請的公開發售股份,或該等相關申請人根據本
for, or any lesser number allocated to such underlying applicants on this application; 申請獲分配的任何較少數目的公開發售股份;
• understand that these declarations and representations will be relied upon by the Company, the Directors, the ‧ 明白 貴公司、董事、獨家保薦人、獨家賬簿管理人及公開發售包銷商將依賴此等聲明及陳述,以決定是否就本
Sole Sponsor, the Sole Bookrunner and the Public Offer Underwriters in deciding whether or not to make any 申請配發任何公開發售股份;
allotment of Public Offer Shares in response to this application;
• authorise the Company to place the name(s) of the underlying applicant(s) on the branch register of members ‧ 授權 貴公司將相關申請人的姓名╱名稱列入 貴公司股東名冊分冊內,作為相關申請人所獲配發任何公開發售
of the Company as the holder(s) of any Public Offer Shares to be allotted to them, and (subject to the terms 股份的持有人,並(在符合本申請表格所載條款及條件的情況下)本公司及╱或本公司代理根據本申請表格、香港
and conditions set out in this Application Form) the Company and/or Company’s agents to send any share 白表eIPO股務供應商指定網站 www.hkeipo.hk 及招股章程所載程序按本申請表格所示地址以普通郵遞方式寄發任何
certificate(s) and/or any refund cheque(s) (where applicable) by ordinary post at that underlying applicant’s 股票及╱或任何退款支票(如適用),郵誤風險概由該相關申請人承擔;
own risk to the address stated on this Application Form in accordance with the procedures prescribed in this
Application Form, the designated website for the HK eIPO White Form Service www.hkeipo.hk and in the
Prospectus;
• request that any e-Auto Refund payment instructions be despatched to the application payment bank account ‧ 要求 把任何電子退款指示發送到申請人以單一銀行賬戶繳交申請股款之付款銀行賬戶內;
where the applications had paid the application monies from a single bank account;
• request that any refund cheque(s) be made payable to the underlying applicant(s) who had used multiple bank ‧ 要求 任何以多個銀行賬戶繳交申請股款之申請人的退款支票以相關申請人為抬頭人;
accounts to pay the application monies;
• represent , warrant and undertake that the underlying applicant, and any persons for whose benefit the ‧ 聲明 、 保證 及 承諾 相關申請人及相關申請人為其利益而提出申請時明白公開發售股份並無且將不會根據美國證券
underlying applicant is applying understand that the Public Offer Shares have not been and will not be 法註冊的人士,及相關申請人及任何為其利益而提出申請的人士在填寫及遞交本申請表格時為於美國境外的非美
registered under the US Securities Act and the underlying applicant, and any persons for whose benefit the 藉人士(定義見S規例)或是S規例902條(h)(3)段所描述的人士,或相關申請人或申請人為其利益而提出申請的人士獲
underlying applicant is applying are non-US person(s) outside the US (as defined in Regulation S) when 配發或申請公開發售股份不會引致本公司須遵從香港以外任何地區之任何法例或規例的任何規定(不論是否具法律
completing and submitting this Application Form or is a person described in paragraph(h)(3) of Rule 902 of 效力);及
Regulation S or the allotment of or application for the Public Offer Shares to or by whom or for whose benefit
this application is made would not require the Company to comply with any requirements under any law or
regulation (whether or not having the force of law) of any territory outside Hong Kong; and
• confirm that each underlying applicant has read the terms and conditions and application procedures set out in ‧ 確認 各相關申請人已細閱並同意遵守本申請表格、香港白表eIPO服務供應商指定網站 www.hkeipo.hk 及招股章程所
this Application Form, the designated website for the HK eIPO White Form Service www.hkeipo.hk and in the 載條款及條件以及申請手續;
Prospectus and agrees to be bound by them;
• represent, warrant and undertake that the allotment of or application for the Public Offer Shares to the ‧ 聲明、保證及承諾 向相關申請人或由相關申請人或為其利益而提出本申請的人士配發或申請公開發售股份,不會
underlying applicant or by underlying applicant or for whose benefit this application is made would not require 引致 貴公司、獨家保薦人、獨家賬簿管理人及╱或公開發售包銷商須遵從香港以外任何地區的法律或法規的任
the Company, Sole Sponsor, the Sole Bookrunner and/or the Public Offer Underwriters to comply with any 何規定(不論是否具法律效力);及
requirements under any law or regulation (whether or not having the force of law) of any territory outside Hong
Kong; and
• agree that this application, any acceptance of it and the resulting contract, will be governed by and construed in ‧ 同意 本申請、其接納及因而訂立之合約受香港法例規管,並按其詮釋。
accordance with the laws of Hong Kong.
Signature Date
簽名 日期
Name of applicant Capacity
申請人姓名 身份
2 We, on behalf of theunderlyingapplicants, Total number of Shares股份總數 Public Offer Shares on behalf of the underlying applicants whose details are contained in the read-only CD-ROM submitted with this Application Form.公開發售股份(代表相關申請人,其詳細資料載於連同本申請表格遞交的唯讀光碟)。
offer to purchase
吾等(代表相關申請人)
提出認購
3
A total of cheques
合共 張支票 Cheque number(s)
支票編號
are enclosed for
a total sum of HK$ Name of bank
總金額為 銀行名稱
港元
4 Please use BLOCK letters 請以 正楷 填寫
Name of HK eIPO White Form Service Provider
香港白表eIPO服務供應商名稱
Chinese Name HK eIPO White Form Service Provider ID
中文名稱 香港白表eIPO服務供應商身份識別編碼
Name of contact person Contact number Fax number
聯絡人姓名 聯絡電話號碼 傳真號碼
Address地址 Lodged by 由以下經紀遞交
For Broker use 此欄供經紀填寫
Broker No.
經紀號碼
Broker’s Chop
經紀印章
For Bank use 此欄供銀行填寫
樣版
Sample
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PUBLIC OFFER – HK eIPO WHITE FORM SERVICE PROVIDER APPLICATION FORM 公開發售 - 香港白表eIPO服務供應商申請表格 Please use this Application Form if you are a HK eIPO White Form Service Provider and are applying for Public Offer Shares on behalf of underlying applicants. 倘 閣下為香港白表eIPO服務供應商,並代表相關申請人申請認講公開發售股份,請使用本申請表格。

填寫本申請表格的指引

GUIDE TO COMPLETING THIS APPLICATION FORM

下文提述的號碼乃本申請表格中各欄的編號。

References to boxes below are to the numbered boxes on this Application Form.

1. 在申請表格欄1簽署及填上日期。僅接受親筆簽名。 簽署人的姓名╱名稱及代表身份亦必須註明。

1. Sign and date the application form in Box 1. Only a written signature will be accepted. The name and the representative capacity of the signatory should also be stated.

  • 如要使用本申請表格申請公開發售股份, 閣下必須為名列於證監會公佈的香港白表eIPO服務供 應商名單內可就公開發售提供 香港白表eIPO 的人士。

  • To apply for Public Offer Shares using this Application Form, you must be named in the list of HK eIPO White Form Service Provider who may provide HK eIPO White Form in relation to the Public Offer, which was released by the SFC.

2. 在欄2填上 閣下欲代表相關申請人申請認購的公開發售股份總數(以數字填寫)。

2. Put in Box 2 (in figures) the total number of Public Offer Shares for which you wish to apply on behalf of the underlying applicants.

  • 閣下可為每一相關申請人的利益申請下表所載公開發售股份數目的其中一個數目。代表相關申請 人申請任何其他數目的公開發售股份可遭拒絕受理。為免產生疑問,由香港白表eIPO服務供應 商使用本申請表格申請認購的公開發售股份總數,毋須為下表所載其中一個數目。

You may apply for the Public Offer Shares for the benefit of each underlying applicant in one of the number of Shares set out in the table below. An application on behalf of an underlying applicant for any other number of Public Offer Shares is liable to be rejected. For the avoidance of doubt, the total number of Public Offer Shares applied for by the HK eIPO White Form Service Provider using this Application Form need not be one of the number of Shares set out in the table. Applicant details of the underlying applicants on whose behalf you are applying must be contained in one data file in read-only CD-ROM format submitted together with this Application Form.

閣下代為作出申請的相關申請人資料,必須以唯讀光碟格式載於連同本申請表格遞交的單一資料 檔內。

可申請認購的公開發 可申請認購的公開發 售股份數目及應繳款項 售股份數目及應繳款項
申請
公開發售
股份數目
申請時
應繳款項
(港元)
申請
公開發售
股份數目
申請時
應繳款項
(港元)
申請
公開發售
股份數目
申請時
應繳款項
(港元)
2,000
5,777.66
4,000
11,555.31
6,000
17,332.97
8,000
23,110.63
10,000
28,888.29
12,000
34,665.95
14,000
40,443.60
16,000
46,221.26
18,000
51,998.91
20,000
57,776.58
30,000
86,664.86
40,000
115,553.15
50,000
144,441.44
60,000
173,329.73
70,000
202,218.02
80,000
231,106.30
90,000
100,000
120,000
140,000
160,000
180,000
200,000
300,000
400,000
500,000
600,000
700,000
800,000
900,000
1,000,000
1,200,000
259,994.59
288,882.88
346,659.46
404,436.03
462,212.61
519,989.18
577,765.76
866,648.64
1,155,531.52
1,444,414.40
1,733,297.28
2,022,180.16
2,311,063.04
2,599,945.92
2,888,828.80
3,466,594.56
1,400,000
4,044,360.32
1,600,000
4,622,126.08
1,800,000
5,199,891.84
2,000,000
5,777,657.60
2,500,000
7,222,072.00
3,000,000
8,666,486.40
3,500,000
10,110,900.80
4,000,000
11,555,315.20
4,500,000
12,999,729.60
5,000,000
14,444,144.00
5,500,000
15,888,558.40
6,000,000
17,332,972.80
6,250,000
18,055,180.00

閣下可申請認購的公開發售股
份數目上限
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLI NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLI ED FOR AND PAYMENTS
No. of
Public Offer
Shares applied
Amount
payable on
application
HK$
No. of
Public Offer
Shares applied
Amount
payable on
application
HK$
No. of
Public Offer
Shares applied
Amount
payable on
application
HK$
2,000
5,777.66
4,000
11,555.31
6,000
17,332.97
8,000
23,110.63
10,000
28,888.29
12,000
34,665.95
14,000
40,443.60
16,000
46,221.26
18,000
51,998.91
20,000
57,776.58
30,000
86,664.86
40,000
115,553.15
50,000
144,441.44
60,000
173,329.73
70,000
202,218.02
80,000
231,106.30
90,000
259,994.59
100,000
288,882.88
120,000
346,659.46
140,000
404,436.03
160,000
462,212.61
180,000
519,989.18
200,000
577,765.76
300,000
866,648.64
400,000
1,155,531.52
500,000
1,444,414.40
600,000
1,733,297.28
700,000
2,022,180.16
800,000
2,311,063.04
900,000
2,599,945.92
1,000,000
2,888,828.80
1,200,000
3,466,594.56
1,400,000
4,044,360.32
1,600,000
4,622,126.08
1,800,000
5,199,891.84
2,000,000
5,777,657.60
2,500,000
7,222,072.00
3,000,000
8,666,486.40
3,500,000
10,110,900.80
4,000,000
11,555,315.20
4,500,000
12,999,729.60
5,000,000
14,444,144.00
5,500,000
15,888,558.40
6,000,000
17,332,972.80
6,250,000
18,055,180.00
Maximum number of Public Offer
Shares you may apply
  • 申請時應繳的上述款項已包括1.0%經紀佣金、0.003%證監會交易徵費及0.005%聯交所交易費。

  • The above amounts payable on application include brokerage fee of 1.0%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005%.

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3. Complete your payment details in Box 3. 3. 在欄3填上 閣下付款的詳細資料。
You must state in this box the number of cheques you are enclosing together with this Application 閣下必須在本欄註明 閣下連同本申請表格隨附的支票數目;及 閣下必須在每張支票的背面註
Form; and you must state on the reverse of each of those cheques (i) your HK eIPO White Form 明(i) 閣下的香港白表eIPO服務供應商身份識別編碼及(ii)載有相關申請人申請詳情資料檔的檔
Service Provider ID and (ii) the file number of the data file containing application details of the 案編號。
underlying applicant(s).
The dollar amount(s) stated in this box must be equal to the amount payable for the total number of 本欄所註明的金額必須與欄2就所申請認購的公開發售股份總數應付金額相同。
Public Offer Shares applied for in Box 2.
All cheque(s) and this Application Form together with a sealed envelope containing the CD-ROM, if 所有支票及本申請表格,連同附有光碟的密封信封(如有)必須放進蓋上 閣下公司印章的信封
any, must be placed in the envelope bearing your company chop. 內。
For payments by cheque, the cheque must: 如以支票繳付股款,該支票必須:
• be in Hong Kong dollars; ‧ 為港元支票;
• be drawn on a Hong Kong dollar bank account with a licensed bank in Hong Kong; ‧ 由在香港持牌銀行開設的港元銀行賬戶開出;
• show your (or your nominee’s) account name; ‧ 顯示 閣下(或 閣下代名人)的賬戶名稱;
• be made payable to “ HSBC Nominees (Hong Kong) Limited – Winox Public Offer ”; ‧ 註明抬頭人為「 滙豐代理人(香港)有限公司-盈利時公開發售 」;
• be crossed “Account Payee Only”; ‧ 劃線註明「只准入抬頭人賬戶」;
• not be post dated; and ‧ 不得為期票;及
• be signed by the authorised signatories of the HK eIPO White Form Service Provider. ‧ 由香港白表eIPO服務供應商的授權簽署人簽署。
Your application may be rejected if any of these requirements is not met or if the cheque is 倘未能符合任何此等規定或倘支票首次過戶時不獲兌現, 閣下的申請可遭拒絕受理。
dishonoured on its first presentation.
It is your responsibility to ensure that details on the cheque(s) submitted correspond with the 閣下有責任確保所遞交支票的詳細資料與就本申請遞交的光碟或資料檔所載申請詳細資料相同。
application details contained in the CD-ROM or data file submitted in respect of this application. The 倘出現差異,本公司及作為本公司代理人之獨家賬簿管理人或彼等各自之代理人或代名人可全權
Company and the Sole Bookrunner (as agent for the Company), or their respective agents or nominees 酌情拒絕接受任何申請。
have full discretion to reject any applications in the case of discrepancies.
No receipt will be issued for sums paid on application. 申請時繳付的金額不會獲發收據。
4. Insert your details in Box 4 (using BLOCK letters). 4. 在欄4填上 閣下的詳細資料(以正楷填寫)。
You should write the name, ID and address of the HK eIPO White Form Service Provider in this box. 閣下必須在本欄填上香港白表eIPO服務供應商的名稱、身份識別編碼及地址。 閣下亦必須填
You should also include the name and telephone number of the contact person at your place of business 寫 閣下營業地點的聯絡人士的姓名及電話號碼及(如適用)經紀號碼及經紀印章。
and where applicable, the Broker No. and Broker’s Chop.
PERSONAL DATA 個人資料
Personal Information Collection Statement 個人資料收集聲明
The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the laws of Hong 香港法例第486章個人資料(私隱)條例(「該條例」)之主要條文於一九九六年十二月二十日在香港
Kong) (the “Ordinance”) came into effect in Hong Kong on 20 December 1996. This Personal 生效。此份個人資料收集聲明是向公開發售股份申請人及持有人說明本公司及香港股份過戶登記
Information Collection Statement informs the applicant for and holder of the Public Offer 處分處就個人資料及該條例而制訂之政策及慣例。
Shares of the policies and practices of the Company and the Hong Kong Branch Share Registrar
in relation to personal data and the Ordinance.
1. Reasons for the collection of your personal data 1. 收集 閣下個人資料的原因
From time to time it is necessary for applicants for securities or registered holders of securities 證券申請人或證券的登記持有人在申請證券或把證券轉入其名下或轉讓予他人,或要求香
to supply their latest correct personal data to the Company and the Hong Kong Branch Share 港股份過戶登記處分處提供服務時,須不時向本公司及╱或其香港股份過戶登記處分處提
Registrar when applying for securities or transferring securities into or out of their names or in 供其最新的正確個人資料。
procuring the services of the Hong Kong Branch Share Registrar.
Failure to supply the requested data may result in your application for securities being rejected 若未能提供所需資料,可能會導致 閣下的證券申請遭拒絕受理或延誤或令本公司及香港
or in delay or the inability of the Company and the Hong Kong Branch Share Registrar to effect 股份過戶登記處分處無法進行過戶或在其他方面提供服務,亦可能妨礙或延誤 閣下成功
transfers or otherwise render their services. It may also prevent or delay registration or transfer 申請的公開發售股份的登記或過戶及╱或妨礙或延誤寄發 閣下應得的股票及╱或寄發或
of Public Offer Shares which you have successfully applied for and/or the despatch of share 兌現 閣下應得的退款支票(如有)。
certificate(s), and/or the despatch or encashment of refund cheque(s) (if any) to which you are
entitled.
It is important that holders of securities inform the Company and the Hong Kong Branch Share 務請注意,證券持有人所提供的個人資料如有任何不確,必須即時知會本公司及香港股份
Registrar immediately of any inaccuracies in the personal data supplied. 過戶登記處分處。
2. Purposes 2. 資料用途
The personal data of the holders of securities may be used, held and/or stored (by whatever 證券持有人的個人資料可能以任何方式被採用、持有及╱或保存,以作下列用途:
means) for the following purposes:
• processing of your application and refund cheque, where applicable, and verification ‧ 處理 閣下的申請及退款支票(如適用),以及核實是否遵守本表格及招股章程所列
of compliance with the terms and application procedures set out in this form and the 條款及申請手續;
Prospectus;
• registering new issues or transfers into or out of the names of holders of securities ‧ 為證券持有人登記新發行證券或把證券轉入其名下或由其名下轉讓予他人(包括(如
including, where applicable, in the name of HKSCC Nominees; 適用)以香港結算代理人的名義);
• maintaining or updating the registers of holders of securities of the Company; ‧ 保存或更新本公司證券持有人名冊;
• conducting or assisting to conduct signature verifications, any other verification or ‧ 核對或協助核對簽名或核對或交換其他資料;
exchange of information;
• establishing benefit entitlements of holders of securities of the Company, such as ‧ 確定本公司證券持有人可獲取的利益,例如股息、供股及發行紅股等;
dividends, rights issues and bonus issues, etc;
• distributing communications from the Company and its subsidiaries; ‧ 寄發本公司及其附屬公司的公司通訊;
• compiling statistical information and Shareholder profiles; ‧ 編撰統計資料及股東資料;
• making disclosures as required by laws, rules or regulations (whether statutory or ‧ 遵照法律及聯交所、證監會及任何其他法定或政府部門之規則或規例要求(不論是否
otherwise), the Stock Exchange, the SFC and any other statutory or governmental bodies; 法定要求)作 出披露;
• disclosing identities of successful applicants by way of announcement(s) or otherwise; ‧ 以報章公佈或其他方式披露成功申請人的身份;
• disclosing relevant information to facilitate claims on entitlements; and ‧ 披露有關資料以便提出權利索償;及
• any other incidental or associated purposes relating to the above and/or to enable the ‧ 與上述有關的任何其他附帶或相關用途及╱或使本公司及香港股份過戶登記處分處
Company and the Hong Kong Branch Share Registrar to discharge their obligations to 可向證券持有人及╱或監管機構履行責任以及證券持有人不時同意的任何其他用途。
holders of securities and/or regulators and any other purpose to which the holders of
securities may from time to time agree.
3. Transfer of personal data 3. 轉交個人資料
Personal data held by the Company and the Hong Kong Branch Share Registrar relating to the 本公司及香港股份過戶登記處分處會把證券持有人的個人資料保密,但本公司及香港股份
holders of securities will be kept confidential but the Company and the Hong Kong Branch 過戶登記處分處可能會作出彼等認為必要的查詢以確定個人資料的準確性,以達到上述任
Share Registrar, to the extent necessary for achieving the above purposes or any of them, may 何一項或多項用途,尤其可能將證券持有人的個人資料向下列任何及所有人士及實體披
make such enquiries as they consider necessary to confirm the accuracy of the personal data 露、獲取或提供有關資料(不論在香港境內外):
and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the
personal data of the holders of securities to, from or with any and all of the following persons
and entities:
樣版
Sample
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  - ‧ 披露有關資料以便提出權利索償;及 ‧ 與上述有關的任何其他附帶或相關用途及╱或使本公司及香港股份過戶登記處分處 可向證券持有人及╱或監管機構履行責任以及證券持有人不時同意的任何其他用途。

  - **3. 轉交個人資料** 本公司及香港股份過戶登記處分處會把證券持有人的個人資料保密,但本公司及香港股份 過戶登記處分處可能會作出彼等認為必要的查詢以確定個人資料的準確性,以達到上述任 何一項或多項用途,尤其可能將證券持有人的個人資料向下列任何及所有人士及實體披 露、獲取或提供有關資料(不論在香港境內外): ‧ 本公司或其委任的代理,例如財務顧問、收款銀行及海外股份過戶登記總處; ‧ 當申請人要求將證券存入中央結算系統,香港結算及香港結算代理人將會為運作中 央結算系統而使用個人資料;

  - ‧ 公司印章或其他身份識別編號載於本表格之任何經紀; ‧ 任何向本公司及╱或其香港股份過戶登記處分處提供與其業務運作有關的行政、電 訊、電腦、付款或其他服務的代理、承辦商或第三方服務供應商;

  - ‧ 聯交所、證監會及任何其他法定、監管或政府機關;及 ‧ 與證券持有人有業務往來或擬有業務往來的任何其他人士或機構,例如其銀行、律 師、會計師或股票經紀等。

  - **4. 查閱及更正個人資料** 該條例賦予證券持有人權利查證本公司及╱或香港股份過戶登記處分處是否持有其個人資 料,並有權索取該等 資料副本及更正任何不確的資料。依據該條例,本公司及香港股份過 戶登記處分處有權就處理任何查閱資料的要求收取合理費用,所有關於查閱資料或更正資 料或關於政策及慣例或所持資料類別的要求,應向本公司的公司秘書或(視乎情況而定)股 份過戶登記處屬下(就該條例而設)的私隱條例事務主任提出。
  • the Company or its appointed agents such as financial advisors, receiving bankers and overseas principal registrars;

  • where applicants for securities request deposit into CCASS, to HKSCC and HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;

  • any broker whose company chop or other identification number has been placed on this form;

  • any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company and/or the Hong Kong Branch Share Registrar in connection with the operation of their respective businesses;

  • the Stock Exchange, the SFC and any other statutory, regulatory or governmental bodies; and

  • any other persons or institutions with which the holders of securities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc.

4. Access and correction of personal data

The Ordinance provides the holders of securities with rights to ascertain whether the Company and/or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and the kinds of data held should be addressed to the Company for the attention of the company secretary or (as the case may be) the registrars for the attention of the privacy compliance officer for the purposes of the Ordinance.

閣下簽署本申請表格,即表示同意上述各項。

By signing this form, you agree to all of the above.

遞交本申請表格

DELIVERY OF THIS APPLICATION FORM

經填妥的本申請表格連同適用支票,必須於二零一一年七月十三日(星期三)下午四時正之前,送交以 下地址: 香港上海滙豐銀行有限公司 香港總行-皇后大道中1號地庫1樓書信部

This completed Application Form, together with the appropriate cheque(s) must be submitted to the following address by 4:00 p.m. on Wednesday, 13 July 2011:

The Hongkong and Shanghai Banking Corporation Limited

Hong Kong Office — Correspondence Department, Basement Level 1, 1 Queen’s Road Central