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WINMARK CORP — Director's Dealing 2017
Aug 23, 2017
31850_dirs_2017-08-23_206900e8-1798-4384-bba0-946a87d2cfb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WINMARK CORP (WINA)
CIK: 0000908315
Period of Report: 2017-08-21
Reporting Person: MURPHY STEVEN (President of Franchising)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-21 | Common Stock | M | 1000 | $22.15 | Acquired | 1000 | Direct |
| 2017-08-21 | Common Stock | S | 1000 | $129.85 | Disposed | 0 | Direct |
| 2017-08-22 | Common Stock | M | 1000 | $22.15 | Acquired | 1000 | Direct |
| 2017-08-22 | Commont Stock | M | 2000 | $31.19 | Acquired | 3000 | Direct |
| 2017-08-22 | Common Stock | S | 1526 | $129.13 | Disposed | 1474 | Direct |
| 2017-08-22 | Common Stock | S | 474 | $128.41 | Disposed | 1000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-21 | Employee Stock Option (right to buy) | $22.15 | M | 2000 | Disposed | 2019-12-10 | Common Stock (2000) | Direct |
| 2017-08-22 | Employee Stock Option (right to buy) | $31.19 | M | 2000 | Disposed | 2020-06-01 | Common Stock (6000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 92952 | Indirect |
| Common Stock | 350 | Indirect |
| Common Stock | 350 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $37.76 | 2021-06-01 | Common Stock (6500) | 6500 | Direct |
| Employee Stock Option (right to buy) | $53.34 | 2021-12-08 | Common Stock (9250) | 9250 | Direct |
| Employee Stock Option (right to buy) | $51.17 | 2022-06-01 | Common Stock (9250) | 9250 | Direct |
| Employee Stock Option (right to buy) | $55.72 | 2022-12-13 | Common Stock (9250) | 9250 | Direct |
| Employee Stock Option (right to buy) | $59.77 | 2023-06-01 | Common Stock (9250) | 9250 | Direct |
| Employee Stock Option (right to buy) | $82.72 | 2023-12-16 | Common Stock (9250) | 9250 | Direct |
| Employee Stock Option (right to buy) | $66.29 | 2024-06-01 | Common Stock (8500) | 8500 | Direct |
| Employee Stock Option (right to buy) | $80.32 | 2024-12-15 | Common Stock (8500) | 8500 | Direct |
| Employee Stock Option (right to buy) | $91.93 | 2025-06-01 | Common Stock (6800) | 6800 | Direct |
| Employee Stock Option (right to buy) | $90.99 | 2025-12-14 | Common Stock (6800) | 6800 | Direct |
| Employee Stock Option | $98.25 | 2026-06-01 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Option (right to buy) | $125.50 | 2026-12-12 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Option (right to buy) | $122.50 | 2027-06-01 | Common Stock (5000) | 5000 | Direct |
Footnotes
F1: 25% per year for 4 years
F2: 1,000 shares sold at an average price of $129.85, with a range of $129.25 to $130.00, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
F3: 1,526 shares sold at an average price of $129.13, with a range of $129.00 to $129.70, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
F4: 474 shares sold at an average price of $128.41, with a range of $128.35 to $128.50, to cover payment of exercise price of and taxes due on option exercises included on this Form 4.
F5: 1,000 option shares exercised 8/21/2017 and 1,000 option shares exercised 8/22/17 as indicated in Table 1.