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WILLIS TOWERS WATSON PLC — Director's Dealing 2021
Jun 17, 2021
30135_dirs_2021-06-17_322eef66-fee1-4afc-8f3c-0a29faa8613a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIS TOWERS WATSON PLC (WLTW)
CIK: 0001140536
Period of Report: 2021-06-15
Reporting Person: WICKES GENE H (Head of Benefits Deliv & Admin)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-15 | Ordinary Shares, nominal value $0.000304635 per share | A | 22.729 | — | Acquired | 74504.904 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-15 | Restricted Share Unit | $ | A | 60.8269 | Acquired | Ordinary Shares, nominal value $0.000304635 per share (60.8269) | Direct | |
| 2021-06-15 | Restricted Share Unit | $ | A | 5.9644 | Acquired | Ordinary Shares, nominal value $0.000304635 per share (5.9644) | Direct | |
| 2021-06-15 | Restricted Share Unit | $ | A | 12.5407 | Acquired | Ordinary Shares, nominal value $0.000304635 per share (12.5407) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per share | 4165 | Indirect |
Footnotes
F1: The dividend equivalent rights accrued on a number of performance-based restricted share units previously earned under the reporting person's performance-based restricted share unit award and credited in the form of additional restricted share units that vest and are payable at the same time as the underlying performance-based restricted share units. Each dividend equivalent right is the economic equivalent of one WLTW Ordinary Share.
F2: Irrevocable trusts for the benefit of the reporting person's immediate family members as follows: 125 shares - TSW Trust; 125 shares - JASW Trust; 125 shares - CSW Trust; 125 shares - KAW Trust; 125 shares - BSW2 Trust; 125 shares - MJW Trust; 455 shares - SCW Trust; 455 shares - ETW Trust; 455 shares - CPW Trust; 455 shares - GHW Trust; 455 shares - ESW Trust; 450 shares - JWW Trust; 270 shares - DJW Trust; 140 shares - AEW Trust; 140 shares - CAW; and 140 shares - ES Trust.
F3: Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.
F4: Represents dividends acquired under the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees pursuant to the participant's deferral election and automatic deferral of earned awards under the Company's Long-Term Incentive Plan.
F5: Represents dividends acquired pursuant to the Company's matching contribution on the participant's deferral pursuant to the terms of the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees and credited to the participant's account in the form of restricted share units.
F6: Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.
F7: Represents dividends acquired pursuant to the Company's contribution under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees and credited to the participant's account in the form of restricted share units.