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WILLIS TOWERS WATSON PLC — Director's Dealing 2021
Dec 7, 2021
30135_dirs_2021-12-07_1cf10f3b-a51f-4393-9605-b7e987042ffe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIS TOWERS WATSON PLC (WLTW)
CIK: 0001140536
Period of Report: 2021-12-03
Reporting Person: HALEY JOHN J (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-03 | Ordinary Shares, nominal value $0.000304635 per share | M | 150235 | $110.58 | Acquired | 424376 | Direct |
| 2021-12-03 | Ordinary Shares, nominal value $0.000304635 per share | F | 38601 | $232.84 | Disposed | 385775 | Direct |
| 2021-12-03 | Ordinary Shares, nominal value $0.000304635 per share | F | 63808 | $232.86 | Disposed | 321967 | Direct |
| 2021-12-03 | Ordinary Shares, nominal value $0.000304635 per share | S | 7900 | $230.55 | Disposed | 21000 | Indirect |
| 2021-12-03 | Ordinary Shares, nominal value $0.000304635 per share | S | 12879 | $231.78 | Disposed | 8121 | Indirect |
| 2021-12-03 | Ordinary Shares, nominal value $0.000304635 per share | S | 7107 | $232.29 | Disposed | 1014 | Indirect |
| 2021-12-03 | Ordinary Shares, nominal value $0.000304635 per share | S | 1014 | $233.28 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-03 | Stock Option (right to buy) | $110.58 | M | 150235 | Disposed | 2022-09-10 | Ordinary Shares, nominal value $0.000304635 per share (150235) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares, nominal value $0.000304635 per share | 96020 | Indirect |
Footnotes
F1: The transaction reported on this Form 4 is being executed in light of year-end tax planning and the executive's upcoming retirement.
F2: Withholding of shares by Issuer to satisfy the tax payment related to the stock option exercise as well as the aggregate exercise price for the stock option.
F3: This transaction was executed in multiple trades at prices ranging from $229.97 to $230.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $230.97 to $231.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $231.97 to $232.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $232.97 to $233.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: 100% of the shares underlying the option vested and were exercisable on July 1, 2018.