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WILLIS TOWERS WATSON PLC — Director's Dealing 2020
Nov 12, 2020
30135_dirs_2020-11-12_3f80f881-7631-4c4f-aa99-e570cb9bb273.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIS TOWERS WATSON PLC (WLTW)
CIK: 0001140536
Period of Report: 2020-11-09
Reporting Person: WICKES GENE H (Head of Benefits Deliv & Admin)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Ordinary Shares, nominal value $0.000304635 per share | G | 1350 | — | Disposed | 66579.836 | Direct |
| 2020-11-09 | Ordinary Shares, nominal value $0.000304635 per share | G | 280 | — | Disposed | 66299.836 | Direct |
| 2020-11-09 | Ordinary Shares, nominal value $0.000304635 per share | G | 280 | — | Acquired | 4165 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-10 | Restricted Share Unit | $ | A | 160.8831 | Acquired | Ordinary Shares, nominal value $0.000304635 per share (160.8831) | Direct |
Footnotes
F1: Shares gifted to irrevocable trusts for the benefit of the reporting person's immediate family members as follows: 140 shares to each of the CAW Trust and the ES Trust.
F2: Irrevocable trusts for the benefit of the reporting person's immediate family members as follows: 125 shares - TSW Trust; 125 shares - JASW Trust; 125 shares - CSW Trust; 125 shares - KAW Trust; 125 shares - BSW2 Trust; 125 shares - MJW Trust; 455 shares - SCW Trust; 455 shares - ETW Trust; 455 shares - CPW Trust; 455 shares - GHW Trust; 455 shares - ESW Trust; 450 shares - JWW Trust; 270 shares - DJW Trust; 140 shares - AEW Trust; 140 shares - CAW; and 140 shares - ES Trust.
F3: Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.
F4: Includes restricted share units acquired pursuant to the Company's contribution under the terms of the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees and credited to the participant's account.