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WILLIS TOWERS WATSON PLC — Director's Dealing 2014
Aug 15, 2014
30135_dirs_2014-08-15_1c942f34-eb4b-41a1-b8a7-89e641d8af03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIS GROUP HOLDINGS PLC (WSH)
CIK: 0001140536
Period of Report: 2014-08-13
Reporting Person: Jones Todd J. (CEO, Willis North America)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-13 | Ordinary Shares, nominal value $0.000115 per share | M | 50000 | $26.17 | Acquired | 71047.7624 | Direct |
| 2014-08-13 | Ordinary Shares, nominal value $0.000115 per share | S | 50000 | $41.04 | Disposed | 21047.7624 | Direct |
| 2014-08-13 | Ordinary Shares, nominal value $0.000115 per share | S | 9588 | $41.00 | Disposed | 11459.7624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-13 | Stock Option (right to buy) | $26.17 | M | 50000 | Disposed | 2017-05-05 | Ordinary Shares, nominal value $0.000115 per share (50000) | Direct |
Footnotes
F1: The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $41.00 to $41.13 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
F2: The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $41.00 to $41.03 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
F3: Includes an aggregate of 10,402 restricted share units, which represent the right to receive ordinary shares, par value $0.000115 per share, of the Issuer, subject to the satisfaction of vesting requirements, and 1,140.7624 shares under the Issuer's Employee Stock Purchase Plan.
F4: The stock option was fully vested and exercisable as of May 5, 2014.