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WILLIS LEASE FINANCE CORP — Director's Dealing 2012
May 15, 2012
32136_dirs_2012-05-15_368874ba-a5cc-4682-9d3c-cb26d897fbc3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIS LEASE FINANCE CORP (wlfc)
CIK: 0001018164
Period of Report: 2012-04-30
Reporting Person: WILLIS CHARLES F IV (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-30 | Common Stock | M | 3539 | $5.01 | Acquired | 724487 | Direct |
| 2012-04-30 | Common Stock | S | 3539 | $12.9565 | Disposed | 720948 | Direct |
| 2012-05-01 | Common Stock | M | 3447 | $5.01 | Acquired | 724395 | Direct |
| 2012-05-01 | Common Stock | S | 3447 | $13.0147 | Disposed | 720948 | Direct |
| 2012-05-02 | Common Stock | M | 1233 | $5.01 | Acquired | 722181 | Direct |
| 2012-05-02 | Common Stock | S | 1233 | $12.9693 | Disposed | 720948 | Direct |
| 2012-05-03 | Common Stock | M | 4668 | $5.01 | Acquired | 725616 | Direct |
| 2012-05-03 | Common Stock | S | 4668 | $12.987 | Disposed | 720948 | Direct |
| 2012-05-03 | Common Stock | S | 163 | $12.987 | Disposed | 720785 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-30 | Non-qualified Stock Option | $5.01 | M | 3539 | Disposed | 2013-03-03 | Common Stock (3539) | Direct |
| 2012-05-01 | Non-qualified Stock Option | $5.01 | M | 3447 | Disposed | 2013-03-03 | Common Stock (3447) | Direct |
| 2012-05-02 | Non-qualified Stock Option | $5.01 | M | 1233 | Disposed | 2013-03-03 | Common Stock (1233) | Direct |
| 2012-05-03 | Non-qualified Stock Option | $5.01 | M | 4668 | Disposed | 2013-03-03 | Common Stock (4668) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2196447 | Indirect |
| Common Stock | 4489 | Indirect |
| Common Stock | 4489 | Indirect |
Footnotes
F1: Shares acquired and sold pursuant to a 10b5-1 plan
F2: This transaction was executed in multiple trades at prices ranging from $12.90 to $13.05. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $12.91 to $13.05. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $12.915 to $13.01. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $12.90 to $13.01. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Shares sold pursuant to 10b5-1 transaction.
F7: Charles F. Willis V Trust
F8: JTWROS