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WILLIAMS SONOMA INC — Director's Dealing 2020
Apr 21, 2020
30242_dirs_2020-04-20_61653912-b019-4b6e-b8e1-a6a6c49d4ebf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2020-04-16
Reporting Person: Bellos Alex (PRESIDENT WEST ELM BRAND)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-18 | Common Stock | M | 1232 | — | Acquired | 10879 | Direct |
| 2020-04-18 | Common Stock | F | 656 | $51.64 | Disposed | 10223 | Direct |
| 2020-04-18 | Common Stock | M | 7178 | — | Acquired | 17401 | Direct |
| 2020-04-18 | Common Stock | F | 3821 | $51.64 | Disposed | 13580 | Direct |
| 2020-04-18 | Common Stock | M | 9111 | — | Acquired | 22691 | Direct |
| 2020-04-18 | Common Stock | F | 4849 | $51.64 | Disposed | 17842 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-16 | Restricted Stock Units | $ | A | 42639 | Acquired | Common Stock (42639) | Direct | |
| 2020-04-18 | Restricted Stock Units | $ | M | 1232 | Disposed | Common Stock (1232) | Direct | |
| 2020-04-18 | Restricted Stock Units | $ | M | 7178 | Disposed | Common Stock (7178) | Direct | |
| 2020-04-18 | Restricted Stock Units | $ | M | 9111 | Disposed | Common Stock (9111) | Direct |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F3: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2021, 2022, 2023 and 2024.
F4: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F5: The restricted stock units vested in four equal installments on each anniversary of the grant date in 2017, 2018, 2019 and 2020. Vesting of these units was subject to a performance metric, which has been met.
F6: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.
F7: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2020, 2021, 2022 and 2023.