WILLIAMS SONOMA INC — Director's Dealing 2020

Apr 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2020-04-16

Reporting Person: Whalen Julie (EVP CHIEF FINANCIAL OFFICER)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-18	Common Stock	M	5746	—	Acquired	62986	Direct
2020-04-18	Common Stock	F	2849	$51.64	Disposed	60137	Direct
2020-04-18	Common Stock	M	8075	—	Acquired	68212	Direct
2020-04-18	Common Stock	F	4004	$51.64	Disposed	64208	Direct
2020-04-18	Common Stock	M	6833	—	Acquired	71041	Direct
2020-04-18	Common Stock	F	3388	$51.64	Disposed	67653	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-16	Restricted Stock Units	$	A	42639	Acquired		Common Stock (42639)	Direct
2020-04-18	Restricted Stock Units	$	M	5746	Disposed		Common Stock (5746)	Direct
2020-04-18	Restricted Stock Units	$	M	8075	Disposed		Common Stock (8075)	Direct
2020-04-18	Restricted Stock Units	$	M	6833	Disposed		Common Stock (6833)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1077	Indirect

Footnotes

F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 18, 2020.

F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F4: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2021, 2022, 2023 and 2024.

F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.

F6: The restricted stock units vested in four equal installments on each anniversary of the grant date in 2017, 2018, 2019 and 2020. Vesting of these units was subject to a performance metric, which has been met.

F7: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.

F8: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2020, 2021, 2022 and 2023.