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WILLIAMS SONOMA INC — Director's Dealing 2020
Apr 21, 2020
30242_dirs_2020-04-20_faed0921-849f-4259-b679-bb8ab79688e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2020-04-16
Reporting Person: King David Randolph (EVP GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-18 | Common Stock | M | 3284 | — | Acquired | 33208 | Direct |
| 2020-04-18 | Common Stock | F | 1136 | $51.64 | Disposed | 32072 | Direct |
| 2020-04-18 | Common Stock | M | 6153 | — | Acquired | 38225 | Direct |
| 2020-04-18 | Common Stock | F | 3051 | $51.64 | Disposed | 35174 | Direct |
| 2020-04-18 | Common Stock | M | 5206 | — | Acquired | 40380 | Direct |
| 2020-04-18 | Common Stock | F | 2203 | $51.64 | Disposed | 38177 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-16 | Restricted Stock Units | $ | A | 32487 | Acquired | Common Stock (32487) | Direct | |
| 2020-04-18 | Restricted Stock Units | $ | M | 3284 | Disposed | Common Stock (3284) | Direct | |
| 2020-04-18 | Restricted Stock Units | $ | M | 6153 | Disposed | Common Stock (6153) | Direct | |
| 2020-04-18 | Restricted Stock Units | $ | M | 5206 | Disposed | Common Stock (5206) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 217 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 18, 2020.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2021, 2022, 2023 and 2024.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F6: The restricted stock units vested in four equal installments on each anniversary of the grant date in 2017, 2018, 2019 and 2020. Vesting of these units was subject to a performance metric, which has been met.
F7: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.
F8: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2020, 2021, 2022 and 2023.