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WILLIAMS SONOMA INC — Director's Dealing 2019
Feb 13, 2019
30242_dirs_2019-02-12_91e77d45-cdd2-41ae-81c7-c2b928af67e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2018-05-31
Reporting Person: ALBER LAURA (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-31 | Common Stock | G | 180 | — | Disposed | 280853 | Direct |
| 2018-05-31 | Common Stock | G | 2300 | — | Disposed | 278553 | Direct |
| 2018-09-18 | Common Stock | G | 1000 | — | Disposed | 277553 | Direct |
| 2018-12-12 | Common Stock | G | 370 | — | Disposed | 277183 | Direct |
| 2019-02-09 | Common Stock | M | 101770 | — | Acquired | 378953 | Direct |
| 2019-02-09 | Common Stock | F | 47617 | $52.88 | Disposed | 331336 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-09 | Restricted Stock Units | $ | M | 101770 | Disposed | Common Stock (101770) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14772 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated February 9, 2019.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in two equal installments following each anniversary of the grant date in 2019 and 2020 and Compensation Committee certification of performance metrics.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.