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WILLIAMS SONOMA INC — Director's Dealing 2019
Apr 23, 2019
30242_dirs_2019-04-22_5c20022c-81c7-42b0-aa72-c0372be63808.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2019-04-18
Reporting Person: King David Randolph (EVP GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-18 | Common Stock | M | 3283 | — | Acquired | 20872 | Direct |
| 2019-04-18 | Common Stock | F | 1136 | $57.62 | Disposed | 19736 | Direct |
| 2019-04-18 | Common Stock | M | 6152 | — | Acquired | 25888 | Direct |
| 2019-04-18 | Common Stock | F | 2762 | $57.62 | Disposed | 23126 | Direct |
| 2019-04-18 | Common Stock | M | 5843 | — | Acquired | 28969 | Direct |
| 2019-04-18 | Common Stock | F | 2897 | $57.62 | Disposed | 26072 | Direct |
| 2019-04-20 | Common Stock | M | 2091 | — | Acquired | 28163 | Direct |
| 2019-04-20 | Common Stock | F | 1037 | $57.31 | Disposed | 27126 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-18 | Restricted Stock Units | $ | M | 3283 | Disposed | Common Stock (3283) | Direct | |
| 2019-04-18 | Restricted Stock Units | $ | M | 6152 | Disposed | Common Stock (6152) | Direct | |
| 2019-04-18 | Restricted Stock Units | $ | M | 5843 | Disposed | Common Stock (5843) | Direct | |
| 2019-04-18 | Restricted Stock Units | $ | A | 20826 | Acquired | Common Stock (20826) | Direct | |
| 2019-04-20 | Restricted Stock Units | $ | M | 2091 | Disposed | Common Stock (2091) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 210 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 18, 2019.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2017, 2018, 2019 and 2020. Vesting of these units was subject to a performance metric, which has been met.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F6: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.
F7: Represents restricted stock units granted on April 18, 2016, which reflect the satisfaction of performance metrics. The restricted stock units vested on April 18, 2019, subject to continued service.
F8: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2020, 2021, 2022 and 2023.
F9: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2016, 2017, 2018 and 2019. Vesting of these units was subject to a performance metric, which has been met.