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WILLIAMS SONOMA INC Director's Dealing 2019

Apr 23, 2019

30242_dirs_2019-04-22_5c20022c-81c7-42b0-aa72-c0372be63808.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2019-04-18

Reporting Person: King David Randolph (EVP GENERAL COUNSEL)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-18 Common Stock M 3283 Acquired 20872 Direct
2019-04-18 Common Stock F 1136 $57.62 Disposed 19736 Direct
2019-04-18 Common Stock M 6152 Acquired 25888 Direct
2019-04-18 Common Stock F 2762 $57.62 Disposed 23126 Direct
2019-04-18 Common Stock M 5843 Acquired 28969 Direct
2019-04-18 Common Stock F 2897 $57.62 Disposed 26072 Direct
2019-04-20 Common Stock M 2091 Acquired 28163 Direct
2019-04-20 Common Stock F 1037 $57.31 Disposed 27126 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-04-18 Restricted Stock Units $ M 3283 Disposed Common Stock (3283) Direct
2019-04-18 Restricted Stock Units $ M 6152 Disposed Common Stock (6152) Direct
2019-04-18 Restricted Stock Units $ M 5843 Disposed Common Stock (5843) Direct
2019-04-18 Restricted Stock Units $ A 20826 Acquired Common Stock (20826) Direct
2019-04-20 Restricted Stock Units $ M 2091 Disposed Common Stock (2091) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 210 Indirect

Footnotes

F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 18, 2019.

F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F4: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2017, 2018, 2019 and 2020. Vesting of these units was subject to a performance metric, which has been met.

F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.

F6: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.

F7: Represents restricted stock units granted on April 18, 2016, which reflect the satisfaction of performance metrics. The restricted stock units vested on April 18, 2019, subject to continued service.

F8: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2020, 2021, 2022 and 2023.

F9: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2016, 2017, 2018 and 2019. Vesting of these units was subject to a performance metric, which has been met.