WILLIAMS SONOMA INC — Director's Dealing 2019

Apr 23, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2019-04-18

Reporting Person: Whalen Julie (EVP CHIEF FINANCIAL OFFICER)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-18	Common Stock	M	5746	—	Acquired	37175	Direct
2019-04-18	Common Stock	F	2849	$57.62	Disposed	34326	Direct
2019-04-18	Common Stock	M	8075	—	Acquired	42401	Direct
2019-04-18	Common Stock	F	4004	$57.62	Disposed	38397	Direct
2019-04-18	Common Stock	M	17533	—	Acquired	55930	Direct
2019-04-18	Common Stock	F	8693	$57.62	Disposed	47237	Direct
2019-04-20	Common Stock	M	4117	—	Acquired	51354	Direct
2019-04-20	Common Stock	F	2042	$57.31	Disposed	49312	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-04-18	Restricted Stock Units	$	M	5746	Disposed		Common Stock (5746)	Direct
2019-04-18	Restricted Stock Units	$	M	8075	Disposed		Common Stock (8075)	Direct
2019-04-18	Restricted Stock Units	$	M	17533	Disposed		Common Stock (17533)	Direct
2019-04-18	Restricted Stock Units	$	A	27334	Acquired		Common Stock (27334)	Direct
2019-04-20	Restricted Stock Units	$	M	4117	Disposed		Common Stock (4117)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1045	Indirect

Footnotes

F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.

F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 18, 2019.

F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.

F4: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2017, 2018, 2019 and 2020. Vesting of these units was subject to a performance metric, which has been met.

F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.

F6: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.

F7: Represents restricted stock units granted on April 18, 2016, which reflect the satisfaction of performance metrics. The restricted stock units vested on April 18, 2019, subject to continued service.

F8: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2020, 2021, 2022 and 2023.

F9: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2016, 2017, 2018 and 2019. Vesting of these units was subject to a performance metric, which has been met.