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WILLIAMS SONOMA INC — Director's Dealing 2019
Apr 23, 2019
30242_dirs_2019-04-22_4406189b-6363-4c5c-9296-ec2b26cf9f03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2019-04-18
Reporting Person: Bellos Alex (PRESIDENT WEST ELM BRAND)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-18 | Common Stock | M | 1231 | — | Acquired | 6014 | Direct |
| 2019-04-18 | Common Stock | F | 656 | $57.62 | Disposed | 5358 | Direct |
| 2019-04-18 | Common Stock | M | 7178 | — | Acquired | 12536 | Direct |
| 2019-04-18 | Common Stock | F | 3821 | $57.62 | Disposed | 8715 | Direct |
| 2019-04-20 | Common Stock | M | 654 | — | Acquired | 9369 | Direct |
| 2019-04-20 | Common Stock | F | 349 | $57.31 | Disposed | 9020 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-18 | Restricted Stock Units | $ | M | 1231 | Disposed | Common Stock (1231) | Direct | |
| 2019-04-18 | Restricted Stock Units | $ | M | 7178 | Disposed | Common Stock (7178) | Direct | |
| 2019-04-18 | Restricted Stock Units | $ | A | 36445 | Acquired | Common Stock (36445) | Direct | |
| 2019-04-20 | Restricted Stock Units | $ | M | 654 | Disposed | Common Stock (654) | Direct |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F3: These restricted stock units vest in four equal installments on each anniversary of the grant date in 2017, 2018, 2019 and 2020. Vesting of these units was subject to a performance metric, which has been met.
F4: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F5: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.
F6: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2020, 2021, 2022 and 2023.
F7: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2016, 2017, 2018 and 2019. Vesting of these units was subject to a performance metric, which has been met.