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WILLIAMS SONOMA INC — Director's Dealing 2018
Mar 22, 2018
30242_dirs_2018-03-21_85c31954-dd40-4e64-9e17-a5c1f9394c73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2018-03-19
Reporting Person: Whalen Julie (EVP CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-19 | Common Stock | M | 8465 | $40.87 | Acquired | 52248 | Direct |
| 2018-03-19 | Common Stock | F | 757 | $55.32 | Disposed | 51491 | Direct |
| 2018-03-19 | Common Stock | D | 6254 | $55.32 | Disposed | 45237 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-19 | Stock Settled Stock Appreciation Right (ssar) | $40.87 | M | 8465 | Disposed | 2018-04-05 | Common Stock (8465) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1016 | Indirect |
Footnotes
F1: Represents the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Represents the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 19, 2018.
F4: These stock-settled stock appreciation rights became fully vested and exercisable on April 5, 2015, and were scheduled to expire on April 5, 2018 as reported in Table II above.