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WILLIAMS SONOMA INC — Director's Dealing 2018
May 4, 2018
30242_dirs_2018-05-03_fc57c6b4-412a-4fb6-8b7b-3e78b28467f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2018-05-01
Reporting Person: Whalen Julie (EVP CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-01 | Common Stock | M | 6475 | — | Acquired | 59977 | Direct |
| 2018-05-01 | Common Stock | F | 3211 | $47.80 | Disposed | 56766 | Direct |
| 2018-05-01 | Common Stock | M | 9250 | — | Acquired | 66016 | Direct |
| 2018-05-01 | Common Stock | F | 4587 | $47.80 | Disposed | 61429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-01 | Restricted Stock Units | $ | M | 6475 | Disposed | Common Stock (6475) | Direct | |
| 2018-05-01 | Restricted Stock Units | $ | M | 9250 | Disposed | Common Stock (9250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1017 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 1, 2018.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020, and 2021. Vesting of these units is subject to a performance metric.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F6: The restricted stock units vest in two equal installments on each anniversary of the grant date in 2018 and 2019. Vesting of these units is subject to a performance metric.