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WILLIAMS SONOMA INC — Director's Dealing 2018
Aug 30, 2018
30242_dirs_2018-08-29_73a2f0bd-34bc-4282-9a0b-066591913f92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2018-08-27
Reporting Person: King David Randolph (EVP GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-27 | Common Stock | M | 8750 | $8.56 | Acquired | 42843 | Direct |
| 2018-08-27 | Common Stock | F | 3818 | $71.36 | Disposed | 39025 | Direct |
| 2018-08-27 | Common Stock | D | 1050 | $71.36 | Disposed | 37975 | Direct |
| 2018-08-27 | Common Stock | M | 16800 | $38.19 | Acquired | 54775 | Direct |
| 2018-08-27 | Common Stock | F | 3872 | $71.36 | Disposed | 50903 | Direct |
| 2018-08-27 | Common Stock | D | 8991 | $71.36 | Disposed | 41912 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-27 | Stock Settled Stock Appreciation Right (ssar) | $8.56 | M | 8750 | Disposed | 2018-11-07 | Common Stock (8750) | Direct |
| 2018-08-27 | Stock Settled Stock Appreciation Right (ssar) | $38.19 | M | 16800 | Disposed | 2018-11-09 | Common Stock (16800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 207 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated August 27, 2018.
F4: These stock-settled stock appreciation rights became fully vested and exercisable on November 7, 2012, and were scheduled to expire on November 7, 2018 as reported in Table II above.
F5: These stock-settled stock appreciation rights became fully vested and exercisable on November 9, 2015, and were scheduled to expire on November 9, 2018 as reported in Table II above.