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WILLIAMS SONOMA INC — Director's Dealing 2017
Apr 21, 2017
30242_dirs_2017-04-20_359f400c-b289-4b72-ad6c-7a2fd3cf9b7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2017-04-18
Reporting Person: Brett James W. Jr. (PRESIDENT WEST ELM BRAND)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-18 | Common Stock | M | 10630 | — | Acquired | 35608 | Direct |
| 2017-04-18 | Common Stock | F | 5934 | $54.12 | Disposed | 29674 | Direct |
| 2017-04-20 | Common Stock | M | 5718 | — | Acquired | 35392 | Direct |
| 2017-04-20 | Common Stock | F | 3192 | $54.40 | Disposed | 32200 | Direct |
| 2017-04-20 | Common Stock | M | 3268 | — | Acquired | 35468 | Direct |
| 2017-04-20 | Common Stock | F | 1825 | $54.40 | Disposed | 33643 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-18 | Restricted Stock Units | $ | M | 10630 | Disposed | Common Stock (10630) | Direct | |
| 2017-04-20 | Restricted Stock Units | $ | M | 5718 | Disposed | Common Stock (5718) | Direct | |
| 2017-04-20 | Restricted Stock Units | $ | M | 3268 | Disposed | Common Stock (3268) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2249 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 19, 2017.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2017, 2018, 2019, and 2020. Vesting of these units is subject to a performance metric.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F6: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2016, 2017, 2018, and 2019. Vesting of these units is subject to a performance metric.