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WILLIAMS SONOMA INC — Director's Dealing 2016
Apr 20, 2016
30242_dirs_2016-04-19_3f5dd256-c028-456a-8e4e-087ba9e50812.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2016-04-16
Reporting Person: Brett James W. Jr. (PRESIDENT WEST ELM BRAND)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-16 | Common Stock | M | 20043 | — | Acquired | 41294 | Direct |
| 2016-04-16 | Common Stock | F | 11189 | $60.91 | Disposed | 30105 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-16 | Restricted Stock Units | $ | M | 20043 | Disposed | Common Stock (20043) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1993 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 18, 2016.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vested in two equal installments on April 16, 2014 and April 16, 2016. Vesting of these units was subject to a performance metric.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.