AI assistant
WILLIAMS SONOMA INC — Director's Dealing 2016
Apr 23, 2016
30242_dirs_2016-04-22_06265720-28a7-439d-b08e-4e6238991128.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2016-04-20
Reporting Person: Brett James W. Jr. (PRESIDENT WEST ELM BRAND)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-20 | Common Stock | M | 5718 | — | Acquired | 35823 | Direct |
| 2016-04-20 | Common Stock | F | 3192 | $59.69 | Disposed | 32631 | Direct |
| 2016-04-20 | Common Stock | M | 3267 | — | Acquired | 35898 | Direct |
| 2016-04-20 | Common Stock | F | 1824 | $59.69 | Disposed | 34074 | Direct |
| 2016-04-22 | Common Stock | M | 7991 | — | Acquired | 42065 | Direct |
| 2016-04-22 | Common Stock | F | 4461 | $58.70 | Disposed | 37604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-20 | Restricted Stock Units | $ | M | 5718 | Disposed | Common Stock (5718) | Direct | |
| 2016-04-20 | Restricted Stock Units | $ | M | 3267 | Disposed | Common Stock (3267) | Direct | |
| 2016-04-22 | Restricted Stock Units | $ | M | 7991 | Disposed | Common Stock (7991) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1993 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 21, 2016.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2016, 2017, 2018, and 2019. Vesting of these units is subject to a performance metric.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F6: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2015, 2016, 2017 and 2018. Vesting of these units is subject to a performance metric.